Data Security (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
SIFMA has submitted an Amicus “Friend of the Court” Brief.
Court:
U.S. District Court
(S.D. NY)
Amicus Issue:
Whether deposits into a customer’s own account with a securities broker are voidable under the Bankruptcy Code as fraudulent transfers, and whether a financial institution that credits deposits to an accountholder thereby becomes an “initial transferee” of those deposits.
Counsel of Record:
Dickstein Shapiro LLP
1825 Eye Street, NW
Washington, DC 20006
Howard Schiffman
Eric A. Bensky
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Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
Type:
Recommendations on Reforms to the Consolidated Audit Trail
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…