Data Security (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
SIFMA has submitted an Amicus “Friend of the Court” Brief.
Court:
U.S. Court of Appeals
(Second Circuit)
Amicus Issue:
Whether a securities broker that credits deposits to a customer’s own account thereby becomes an “initial transferee” of those deposits, such that the deposits may be voidable as fraudulent transfers under the Bankruptcy Code.
Counsel of Record:
Pepper Hamilton LLP
Hamilton Square
600 Fourteenth Street, N.W.
Washington, DC 20005
Ivan B. Knauer
Other Amici on SIFMA’s Brief:
Futures Industry Association
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Type:
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SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…