Data Security (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Court:
Washington Supreme Court
Amicus Issue:
Whether the Court of Appeals misinterpreted and misapplied the federal law standard for opinion statement liability as set forth by the U.S. Supreme Court in Omnicare, Inc. v. Laborers District Council Construction Industry Pension Fund, 575 U.S. 175 (2015). Whether the Court of Appeals misinterpreted and misapplied the federal law standard for pleading a violation of SEC Regulation S-K Item 303. Whether the Court of Appeals misinterpreted and misapplied Washington law in reversing the trial court’s Rule 12(b)(6) dismissal when Plaintiffs’ own allegations pose an insuperable bar to relief.
Counsel of Record:
Foster Garvey PC
Devra R. Cohen
Other Amici:
None.
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…