Regulatory Notice 25-04: FINRA Rulebook Modernization
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…
SIFMA has submitted an Amicus “Friend of the Court” Brief.
Court:
U.S. Bankruptcy Court (S.D. NY)
Amicus Issue:
Whether certain pre-petition payments made in connection with certain over-the-counter equity derivatives transactions may be avoided and recovered, as preferences and/or fraudulent conveyances, consistent with the safe harbor provisions set forth in Sections 546(e) and (g) of the Bankruptcy Code.
Counsel of Record:
Wilmer Cutler Pickering Hale and Dorr LLP
2445 M Street, NW
Washington, DC 20037
William J. Perlstein
Craig Goldblatt
Johnathan E. Paikin
Caroline Rogus
Other Amici on Brief: International Swaps and Derivatives Association
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…