Wells Fargo v. SEB Investment Management
Court: U.S. Court of Appeals (Ninth Circuit) (Rule 23(f) petition) Amicus Issue: Whether class action plaintiffs can satisfy the requirements…
SIFMA has submitted an Amicus “Friend of the Court” Brief.
Court:
U.S. Bankruptcy Court (S.D. NY)
Amicus Issue: Whether pre-petition payments made in connection with certain over-the-counter equity derivatives transactions may be avoided and recovered, as preferences and/or fraudulent conveyances, consistent with the safe harbor provisions set forth in Sections 546(e) and (g) of the Bankruptcy Code.
Counsel of Record:
Wilmer Cutler Pickering Hale and Dorr LLP
2445 M Street, NW
Washington DC 20037
William J. Perlstein
Craig Goldblatt
Johnathan E. Paikin
Caroline Rogus
Other Amici on the Brief: International Swaps and Derivatives Association
Court: U.S. Court of Appeals (Ninth Circuit) (Rule 23(f) petition) Amicus Issue: Whether class action plaintiffs can satisfy the requirements…
Chief Information Security Officer of Northern Trust, Karl Schimmeck, delivered testimony on behalf of SIFMA at a hearing before the…
Court: Colorado Supreme Court Amicus Issue: Whether C.R.C.P. 11 (which is identical to Fed.R.Civ.P. 11), which imposes a non-delegable duty…