Regulatory Capital Rule: eSLR, TLAC, and Long-Term Debt Requirements for US GSIBs (Joint Trades)
SIFMA, The International Swaps and Derivatives Association, Inc. (ISDA), and the Futures Industry Association (FIA) submitted comments to the Board…
Court:
U.S. Supreme Court
(pet. for writ of cert.)
Amicus Issue:
Whether applicability of the class action bar under the Securities Litigation Uniform Standards Act (SLUSA) – which requires that the misrepresentation or omission was “in connection with the purchase or sale” of a covered security – requires an inquiry into the materiality of the alleged misrepresentation or omission.
Counsel of Record:
Morrison & Foerster LLP
Joseph R. Palmore
Adam L. Sorensen
Other Amici:
U.S. Chamber of Commerce
Financial Services Institute
SIFMA, The International Swaps and Derivatives Association, Inc. (ISDA), and the Futures Industry Association (FIA) submitted comments to the Board…
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) to ensure that the single national market system plan…
SIFMA provided supplemental comments to the U.S. Department of Treasury (DOT) on its September 13, 2024, letter regarding brokers’ information…