Regulatory Capital Rule: eSLR, TLAC, and Long-Term Debt Requirements for US GSIBs (Joint Trades)
SIFMA, The International Swaps and Derivatives Association, Inc. (ISDA), and the Futures Industry Association (FIA) submitted comments to the Board…
Summary
SIFMA has submitted an Amicus “Friend of the Court” Brief
Court:
Court of Appeals, State of New York
Amicus Issue:
Whether an underwriter owes a fiduciary duty to an issuer with respect to the price of an initial public offering (IPO).
Counsel of Record:
Cleary, Gottlieb, Steen & Hamilton
One Liberty Plaza
New York, NY 10006
Mitchell A. Lowenthal
Lewis J. Liman
David H. Herrington
Nancy I. Ruskin
Stuart N. Mast
Amy Chung
Other Amici:
None.
More Submissions
Type:
CT Plan Filing for Fees Charged to Vendors and Subscribers for Consolidated Equity Market Data, CT Plan Policies, and Data Subscriber Agreements
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) to ensure that the single national market system plan…
Type:
Withholding With Respect to Digital Asset Transactions
SIFMA provided supplemental comments to the U.S. Department of Treasury (DOT) on its September 13, 2024, letter regarding brokers’ information…