Regulatory Notice 25-04: Rule Modernization
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…
Summary
SIFMA submitted an Amicus “Friend of the Court” Brief.
Court:
U.S. Court of Appeals
(Eleventh Circuit)
Amicus Issue:
Whether the Sherman Anti-Trust Act prohibits bondholders from agreeing amongst themselves not to tender their bonds in a company-sponsored tender offer.
Counsel of Record:
Paul, Weiss, Rifkind, Wharton & Garrison LLP
Moses Silverman
Aidan Synnott
Daniel A. Crane
Other Amici:
Loan Syndications and Trading Association
Managed Futures Association
More Submissions
Type:
Data Security Reforms for Federal Financial Regulators (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…