Data Security (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
SIFMA has submitted an Amicus “Friend of the Court” Brief.
Court:
U.S. Court of Appeals
(Ninth Circuit)
Amicus Issue:
Whether and under what circumstances a claim under Section 11 of the Securities Act of 1933 is subject to the heightened pleading requirements of Fed. R. Civ. P. 9(b).
Counsel of Record:
Dewey & LeBoeuf LLP
333 South Grand Avenue
Los Angeles, CA 90071
John E. Schreiber
Dewey & LeBoeuf LLP
1101 New York Avenue, NW
Washington, DC 20005
Lyle Roberts
More Submissions
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
Type:
Recommendations on Reforms to the Consolidated Audit Trail
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…