Data Security (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
Court:
U.S. Court of Appeals
(Seventh Circuit)
Amicus Issue:
Whether the SEC properly denied CBOE’s proposed rule to reclassify order execution management systems (OEMSs) under the Exchange parent’s common control as not a “facility” of the Exchange, as defined under the Exchange Act.
Counsel of Record:
Stradley Ronon Stevens & Young, LLP
Frederic M. Krieger
Samantha K. Krasker
Mark M. Attar
Steven D. Feldman
Susan E. Sidd
Other Amici:
None.
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