Modifications to the Capital Plan Rule and Stress Capital Buffer Requirement (SIFMA and ISDA)
SIFMA and the International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Federal Reserve Board of Governors on…
Court:
U.S. Court of Appeals
(Seventh Circuit)
Amicus Issue:
Whether the SEC properly denied CBOE’s proposed rule to reclassify order execution management systems (OEMSs) under the Exchange parent’s common control as not a “facility” of the Exchange, as defined under the Exchange Act.
Counsel of Record:
Stradley Ronon Stevens & Young, LLP
Frederic M. Krieger
Samantha K. Krasker
Mark M. Attar
Steven D. Feldman
Susan E. Sidd
Other Amici:
None.
SIFMA and the International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Federal Reserve Board of Governors on…
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) in regards to Regulatory Notice 25-06 which requests comments…
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) in regards to Regulatory Notice 25-06 which requests comments…