Regulatory Capital Rule: eSLR, TLAC, and Long-Term Debt Requirements for US GSIBs (Joint Trades)
SIFMA, The International Swaps and Derivatives Association, Inc. (ISDA), and the Futures Industry Association (FIA) submitted comments to the Board…
Summary
SIFMA has submitted an Amicus “Friend of the Court” Brief
Court:
U.S. Court of Appeals
(Second Circuit)
Amicus Issue:
Whether time-sensitive facts (the buy/sell recommendations) from a securities firm’s research reports are entitled to protection against immediate republication by news aggregators under the “hot news” misappropriation doctrine.
Counsel of Record:
Paul, Hastings, Janofsky & Walker LLP
875 15th Street, NW
Washington, DC 20005
Stephen B. Kinnaird
Barry Sher
William F. Sullivan
Peter M. Stone
Morgan J. Miller
More Submissions
Type:
CT Plan Filing for Fees Charged to Vendors and Subscribers for Consolidated Equity Market Data, CT Plan Policies, and Data Subscriber Agreements
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) to ensure that the single national market system plan…
Type:
Withholding With Respect to Digital Asset Transactions
SIFMA provided supplemental comments to the U.S. Department of Treasury (DOT) on its September 13, 2024, letter regarding brokers’ information…