Modernizing Delivery Requirements Under the Federal Securities Laws (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary steps…
Summary
SIFMA has submitted an Amicus “Friend of the Court” Brief
Court:
U.S. Court of Appeals
(Second Circuit)
Amicus Issue:
Whether time-sensitive facts (the buy/sell recommendations) from a securities firm’s research reports are entitled to protection against immediate republication by news aggregators under the “hot news” misappropriation doctrine.
Counsel of Record:
Paul, Hastings, Janofsky & Walker LLP
875 15th Street, NW
Washington, DC 20005
Stephen B. Kinnaird
Barry Sher
William F. Sullivan
Peter M. Stone
Morgan J. Miller
More Submissions
Type:
Australia Public Country-by-Country Reporting Regime
SIFMA AMG, Investment Company Institute (ICI), American Chamber of Commerce in Australia (AmCham Australia), Information Technology Industry Council (ITI), Managed…
Type:
Confirmation Letter Related to the UST Clearing Working Group’s Accounting Treatment for UST Repo Transactions Cleared Through FICC White Paper
SIFMA provided comments to the U.S Securities and Exchange Commission (SEC) to confirm their discussion on July 29, 2025 with…