Data Security (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
Court:
U.S. Court of Appeals
(Eleventh Circuit)
Amicus Issue:
Whether the court should grant injunctive relief to prevent SROs from seeking to recover CAT fees prior to the court’s merits decision on the legality of the CAT funding order.
Counsel of Record:
Paul, Weiss, Rifkind, Wharton & Garrison LLP
Kannon K. Shanmugam
William T. Marks
Lorin L. Reisner
Eric E. Stern
Other Amici:
Virtu Financial, Inc.
More Submissions
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
Type:
Recommendations on Reforms to the Consolidated Audit Trail
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…