Supplemental Comments on Federal Power Act Section 203 Blanket Authorizations for Investment Companies (SIFMA AMG)
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
Summary
Court:
Massachusetts Supreme Court
Amicus Issue:
Whether a broker-dealer owes a fiduciary duty to the beneficiary of an Individual Retirement Account (IRA).
Counsel of Record:
Katten Muchin Rosenman LLP
David Goldberg
Susan Light
Christian Kemnitz
William C. Pericak
Robert T. Smith
Mary C. Fleming
Other Amici:
None
More Submissions
Type:
Request for Comment on the Use of Artificial Intelligence in CFTC Regulated Markets (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG provided comments to the Commodity Futures Trading Commission (CFTC) on their request for public comment on…
Type:
Potential Reevaluation of Certain Asset Managers’ Passive Investments in FDIC-Supervised Institutions (SIFMA AMG)
SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on their consideration of various proposals to revise the…