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A Firm’s Guide to the Implementation of Reg BI and the Form CRS Relationship Summary

Issue

Best Interest Standard→

Summary

The SIFMA/Deloitte Regulation Best Interest Implementation Guide aims to assist firms in understanding the various Reg BI and Form CRS requirements and their potential impacts. The Guide includes recommendations for developing a Reg BI implementation governance program and an outline for and their potential impact on firms.

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Date

27

September

2019

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