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The CAT’s Out of Sync: Why the Audit Trail Needs a Tune-Up
As the SEC launches a comprehensive review of the Consolidated Audit Trail (CAT), SIFMA's Joe Corcoran outlines key recommendations to…
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SIFMA Welcomes Bill to Prevent Misapplication of SEC Rule 15c2-11 to Fixed Income Markets
Washington, D.C., June 13, 2025 – SIFMA today issued the following statement from Chris Killian, managing director, corporate credit and securitization,…
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SIFMA Statement on FINRA, MSRB Filings to Rescind 1-Minute Reporting Rules
Washington, D.C., June 11, 2025 – SIFMA today released the following statements on FINRA and the MSRB filings to rescind 1-minute…