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Type:

Date:

September 20, 2023

By:

Matt Ruane

Issues:

Technology/High Frequency Trading, Senate Banking Committee, Privacy & Data Protection, Legal & Compliance, Inclusion, Hearing Summaries

Artificial Intelligence in Financial Services

Senate Committee on Banking, Housing, & Urban Affairs Artificial Intelligence in Financial Services Wednesday, September 20, 2023 Topline Members from…

Type:

Date:

September 14, 2023

Issues:

Technology/High Frequency Trading, Operations & Technology, House Financial Services Committee, Hearing Summaries, Digitization

Digital Dollar Dilemma: The Implications of a Central Bank Digital Currency and Private Sector Alternatives

House Committee on Financial Services Subcommittee on Digital Assets, Financial Technology, & Inclusion Digital Dollar Dilemma: The Implications of a…

Type:

Date:

September 12, 2023

By:

Matt Ruane

Issues:

Technology/High Frequency Trading, Senate Banking Committee, SEC Rulemaking Agenda, Hearing Summaries, Capital Markets

SEC Oversight Hearing Senate Banking Committee

Senate Committee on Banking, Housing, and Urban Affairs Oversight of the U.S. Securities and Exchange Commission Tuesday, September 12, 2023 …

Type:

Date:

May 9, 2023

Issues:

Technology/High Frequency Trading, House Financial Services Committee, Hearing Summaries, Digitization

The Future of Digital Assets: Measuring the Regulatory Gaps in the Digital Asset Markets

House Committee on Agriculture, Subcommittee on Commodity Markets, Digital Assets, and Rural Development House Committee on Financial Services, Subcommittee on…

Type:

Date:

April 27, 2023

Issues:

Technology/High Frequency Trading, House Financial Services Committee, Hearing Summaries, Digitization

Identifying the Regulatory Gaps in Digital Asset Market Structure – House Financial Services Committee

House Committee on Financial Services Subcommittee on Digital Assets, Financial Technology and Inclusion The Future of Digital Assets: Identifying the…

Type:

Date:

April 19, 2023

Issues:

Technology/High Frequency Trading, House Financial Services Committee, Hearing Summaries

Understanding Stablecoins’ Role in Payments – House Financial Services

House Committee on Financial Services Subcommittee on Digital Assets, Financial Technology, and Inclusion Understanding Stablecoins’ Role in Payments and the…

Type:

Date:

March 22, 2023

Issues:

Technology/High Frequency Trading, SEC, Hearing Summaries, Digitization

SEC Meeting on Electronic Submissions

U.S. Securities and Exchange Commission Open Meeting Wednesday, March 22, 2023 Topline Commissioners voted unanimously to approve the staff’s recommendation…

Type:

Date:

March 15, 2023

Issues:

Technology/High Frequency Trading, SEC, Privacy & Data Protection, Hearing Summaries

SEC Open Meeting

U.S. Securities and Exchange Commission Open Meeting Wednesday, March 15, 2023 Topline The Commission voted unanimously to approve amendments to…

Type:

Date:

February 14, 2023

Issues:

Technology/High Frequency Trading, Senate Banking Committee, Hearing Summaries, Digitization

Crypto Crash: Why Financial System Safeguards are Needed for Digital Assets

Senate Committee on Banking, Housing, and Urban Affairs Crypto Crash: Why Financial System Safeguards are Needed for Digital Assets Tuesday,…

Type:

Date:

February 13, 2023

Issues:

Technology/High Frequency Trading, Hearing Summaries, Cybersecurity, CFTC

CFTC Global Markets Advisory Committee Meeting

Commodity Futures Trading Commission Global Markets Advisory Committee Meeting Monday, February 13, 2023 Topline Three panels were held, focusing on…

Type:

Date:

October 20, 2022

Issues:

Technology/High Frequency Trading, Hearing Summaries

Brookings Institution Webinar on Digital Assets

Brookings Institution Regulating Digital Assets: The Prudential Perspective Thursday, October 20, 2022 Topline Acting Chairman Gruenberg expressed confidence in digital…

Type:

Date:

September 28, 2018

Issues:

Technology/High Frequency Trading, House Financial Services Committee, Hearing Summaries

HFSC Subcommittee Hearing on Fintech

House Financial Services Subcommittee on Financial Institutions and Consumer Credit “Examining Opportunities for Financial Markets in the Digital Era” Friday,…

Type:

Date:

September 18, 2018

Issues:

Technology/High Frequency Trading, Senate Banking Committee, Privacy & Data Protection, Hearing Summaries

Senate Banking FinTech Hearing

Senate Banking Committee “FinTech: Examining Digitization, Data, and Technology” Tuesday, September 18, 2018     Key Topics & Takeaways Data…

Type:

Date:

February 13, 2018

Issues:

Technology/High Frequency Trading, House Financial Services Committee, Hearing Summaries, Cybersecurity

House Financial Services Committee Hearing on Data Breaches

House Financial Services – Financial Institutions Subcommittee “Examining the Current Data Security And Breach Notification Regulatory Regime” Wednesday, February 14,…

Type:

Date:

February 6, 2018

Issues:

Technology/High Frequency Trading, Senate Banking Committee, Hearing Summaries

SBC Hearing on Virtual Currencies with the CFTC and SEC

Senate Banking Committee “Virtual Currencies: The Oversight Role of the U.S. Securities and Exchange Commission and the U.S. Commodity Futures…

Type:

Date:

November 30, 2017

Issues:

Technology/High Frequency Trading, House Financial Services Committee, Hearing Summaries, Consolidated Audit Trail (CAT)

HFSC – Capital Markets Subcommittee Hearing on the Consolidated Audit Trail, feat. Lisa Dolly of Pershing testifying on behalf of SIFMA

House Financial Services – Capital Markets Subcommittee “Implementation and Cybersecurity Protocols of the Consolidated Audit Trail” Thursday, November 30, 2017…

Type:

Date:

November 1, 2017

Issues:

Technology/High Frequency Trading, House Financial Services Committee, Hearing Summaries, Cybersecurity

House Financial Services Committee Hearing on Data Security

February 14, 2018

Type:

Date:

September 12, 2017

Issues:

Technology/High Frequency Trading, Senate Banking Committee, Hearing Summaries

Senate Banking Committee hearing on FinTech

Key Topics & Takeaways Cybersecurity: During the hearing, the recent Equifax data breach was a frequent topic of conversation, and…

Type:

Date:

May 11, 2017

Issues:

Technology/High Frequency Trading, Senate Banking Committee, Hearing Summaries

Dec.The Impact of Technological Innovation on Exchanges

Type:

Date:

May 11, 2017

Issues:

Technology/High Frequency Trading, Senate Banking Committee, Hearing Summaries

Sept.Senate Banking Subcommittee Discusses Computerized Trading With Industry Experts

Type:

Date:

November 15, 2016

Issues:

Technology/High Frequency Trading, SEC, Hearing Summaries

SEC Open Meeting on CAT NMS Plan

Type:

Date:

November 14, 2016

Issues:

Technology/High Frequency Trading, SEC, Hearing Summaries

SEC Forum on Fintech

Type:

Date:

November 4, 2016

Issues:

Technology/High Frequency Trading, Hearing Summaries, CFTC

CFTC Open Meeting on Supplemental Reg AT Proposal

Type:

Date:

July 12, 2016

Issues:

Technology/High Frequency Trading, House Financial Services Committee, Hearing Summaries

House Financial Services Hearing on Online Marketplace Lending

Type:

Date:

November 24, 2015

Issues:

Technology/High Frequency Trading, Hearing Summaries, CFTC

CFTC on Automated Trading Rules

Type:

Date:

November 18, 2015

Issues:

Technology/High Frequency Trading, SEC, Listed Options Trading Committee, Hearing Summaries

SEC Open Meeting on ATS Operational Transparency Proposal

Type:

Date:

June 16, 2015

Issues:

Technology/High Frequency Trading, House Financial Services Committee, Hearing Summaries

HFSC on Global Perspectives on Cybersecurity

Type:

Date:

May 19, 2015

Issues:

Technology/High Frequency Trading, House Financial Services Committee, Hearing Summaries

HFSC on the Financial Sector and Cyber Threats

Type:

Date:

March 19, 2015

Issues:

Technology/High Frequency Trading, Special Event, Hearing Summaries

House Intel on Cyber Threats to American Businesses

Type:

Date:

March 18, 2015

Issues:

Technology/High Frequency Trading, Hearing Summaries, CFTC

CFTC Roundtable on Cybersecurity and System Safeguards Testing

Type:

Date:

March 4, 2015

Issues:

Technology/High Frequency Trading, Special Event, Hearing Summaries

House Homeland Security on Obama Information Sharing Proposals

Type:

Date:

February 25, 2015

Issues:

Technology/High Frequency Trading, Special Event, Hearing Summaries

House Homeland Security Hearing on Obama Information Sharing Proposal

Type:

Date:

March 26, 2014

Issues:

Technology/High Frequency Trading, SEC, Hearing Summaries

SEC Holds Roundtable on Cybersecurity

Type:

Date:

March 19, 2014

Issues:

Technology/High Frequency Trading, Special Event, Hearing Summaries

Atlantic Council Event on Risk and Resilience for the Financial Sector

Type:

Date:

January 3, 2014

Issues:

Technology/High Frequency Trading, Special Event, Hearing Summaries

Brookings Institute on Trading Stocks in America : Key Policy Issues

Type:

Date:

October 2, 2012

Issues:

Technology/High Frequency Trading, SEC, Hearing Summaries

SEC Roundtable on Market Technology

Type:

Date:

June 2, 2012

Issues:

Technology/High Frequency Trading, Hearing Summaries, CFTC

CFTC ‘s TAC Discusses High Frequency Trading

Type:

Date:

June 1, 2012

Issues:

Technology/High Frequency Trading, House Financial Services Committee, Hearing Summaries

HFS Subcommittee Discusses How to Protect Capital Markets and Financial Institutions from Cyber Threats

About SIFMA

SIFMA is the voice of the U.S. securities industry. We advocate for effective and resilient capital markets.

SIFMA is a member of the GFMA Alliance

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