Prime Brokerage

Follow the links below to view the documents in SIFMA’s Prime Brokerage Standard Forms and Documentation Library.

Prime Brokerage Agreement (Form 150)
An agreement between a prime broker and an executing broker whereby the prime broker provides prime brokerage services in compliance with the SEC Prime Brokerage No Action Letter.

Prime Brokerage Clearance Services Agreement (Form 151) – January 12, 2012

An agreement between a clearing broker and a customer whereby the clearing broker clears prime brokerage transactions.