Justin Lugones

Justin Lugones is an Associate Director of Compliance at RBC Capital Markets, LLC, where he provides advisory compliance services to the Central Funding Group’s business lines.  Justin works extensively with Sales and Trading, Business Supervisors and Management, as well as Technology and Operations departments to provide real time advisory services. In addition, Justin assists in identifying and mitigating key risks across various regulatory and business driven initiatives. Prior to this role, Justin advised on Operational Compliance matters and played a key role in helping RBC build a robust US Regulatory Trade Reporting compliance framework designed to mitigate regulatory risk.

Prior to RBC, Justin worked at Morgan Stanley for 10 years covering various Compliance Advisory and Operational Trade Support roles.

Justin holds a B.S. in Accounting from Villanova University, and is an active member of the SIFMA Compliance & Legal Society: Future Leaders committee.