Yvette Q. Panetta

District Director, FINRA

Yvette Q. Panetta is the District Director in FINRA’s Florida District Office located in Boca Raton, Florida where she is primarily responsible for the Member Regulation Examination Program and FINRA’s Securities Helpline for Seniors. The Florida District is responsible for the examination and regulation of the FINRA member firms located in Florida, Puerto Rico, Panama and the Virgin Islands. Yvette is responsible for the overall management of Senior Helpline which is centrally based out of the District Office but is a national program. Prior to joining FINRA, Yvette served as an examination manager with the U.S. Securities and Exchange Commission’s Office of Compliance Inspections and Examinations located in New York. Yvette received her undergraduate and graduate degrees from Baruch College, The City University of New York where she graduated with honors. Yvette also holds the title of Certified Public Accountant from the American Institute of Certified Public Accountants.