Yoon-Young Lee is a partner in WilmerHale’s Securities Department and the chair of the Broker-Dealer Compliance and Regulation Practice Group. Ms. Lee advises broker-dealers and other financial institutions on regulatory and compliance matters, including the handling of confidential information and conflicts of interests, information barriers, loan trading, research analyst independence, sales practices, trading issues, electronic communications, record retention, supervision, and surveillance measures. She has extensive experience with regulatory and compliance reviews, audits and examinations, as well as government and internal investigations. Ms. Lee is recognized as a national leader in financial services regulation: broker dealer regulation in the 2008-2019 editions of Chambers USA: America’s Leading Lawyers for Business. She received her JD from Harvard Law School and her BA from Johns Hopkins University.