Stephen J. Shine

Chief Regulatory Counsel, Prudential Financial, Inc.

Stephen J. Shine is currently the Chief Regulatory Counsel for Prudential Financial.  He was previously the Senior Vice President and Senior Regulatory Counsel with Prudential Securities Inc. and Prudential Equity Group, LLC. where he was responsible for the case management and disposition of all regulatory matters.

Prior to assuming those positions he supervised senior in-house litigators who were responsible for the defense of major claims against Prudential Securities and managed and supervised the resolution of major class actions filed against the firm.  He is both a former state and federal prosecutor who was responsible for the prosecution of significant securities, commodities, bank fraud and FCPA cases nationwide.  As a founding co-chair of the Securities Industry and Financial Markets Association (SIFMA) Anti-Money Laundering Committee he was the recipient of the SIFMA Distinguished Leadership Award in 2003.

He has lectured, moderated, and chaired numerous conferences on various regulatory issues sponsored by accounting, banking and securities trade associations, and major colleges and universities worldwide.  He is a recognized industry leader in Anti-Money Laundering, Sanctions, Anti-Bribery and Corruption Laws.  He has conducted training sessions for Securities Regulators and Self-Regulatory organizations in the United States and Regulators and Law Enforcement Agencies in China, Russia and the United Kingdom.