Setu Pandya

Setu is an Managing Director in the Advisory Services practice of Ernst & Young LLP.  His extensive experience in the Financial Services industry is across the Banking/Capital Markets, Asset Management and Insurance  sectors .  He has assisted clients across various Capital Markets functional areas (FO/MO/Ops, Risk, Finance, Compliance and Technology) in  conducting current state assessments, target operating model design, regulatory, and financial reporting across cash and derivative products. Setu has also assisted both sell-side and buy-side clients with change management, business model review efforts and transformation efforts associated with relevant experience and leads the Capital Markets Regulatory Initiatives competency including the Swap Dealer and Security-Based Swap Dealer topics under Dodd Frank Title VII.