Ralph Mattone is a Managing Director in the Finance Department of UBS America’s. In this capacity, he serves as the Head of Financial Reporting for all entities in the U.S. and is responsible for regulatory reporting for the U.S. Broker-dealer. Mattone recently joined UBS in October of 2016.. Previously, he served at Nomura Securities from 2009 to 2016 as Managing Director of Regulatory Reporting. He held similar roles at Deutsche Bank, ABN AMRO and Barclays Capital from 1995 through 2009. Earlier in his career, Mattone was an auditor at a mid-sized accounting firm. Mattone is an active member of the SIFMA Capital Steering Committee and Financial Management Society which he held the title of President for two years.. He received a B.S. in Accounting from Marquette University.