Max Levine

Managing Director, Deputy AML Compliance Officer Charles Schwab & Co., Inc.

Max Levine is a Managing Director in the Financial Crimes Risk Management department at Charles Schwab and is responsible for oversight  of the Anti-Money Laundering program for Schwab’s Advisor Services business. Additionally, Max oversees Schwab’s Advisor Services Investigations team which is responsible for conducting Money Laundering and Fraud Investigations on Investment Advisers that utilize Schwab’s RIA custody platform. Prior to joining Schwab in 2015, Max was a Vice President and Deputy AML Compliance Officer at Pershing Advisor Solutions LLC, a BNY Mellon Company that provides technology, trade execution and custody services for Registered Investment Advisors. Max has also previously held positions in Merrill Lynch’s Office of General Counsel and Global Wealth Management divisions. Max is a graduate of Florida State University, a Certified Regulatory and Compliance Professional (CRCP®), a Certified Anti-Money Laundering Specialist (CAMS) and is a FINRA Arbitrator.