John M. Thorpe CPA, CFE

John is the U.S. Head of Financial Crimes Compliance at Vanguard. In that role, John leads Retail Trade Surveillance, Funds Trade Surveillance, KYC and U.S. Sanctions teams. Prior to joining Vanguard John has worked on securities related matters at RBC Capital Markets, FINRA, and the Manhattan District Attorney’s Office. Along with his work in the securities industry, John has also spent much of his career working in the fields of international fraud, anti-money laundering and cryptocurrency investigations.