Gavin Meyers

Gavin Meyers is an experienced financial services regulatory lawyer and former FINRA attorney with a focus on representing broker-dealers, investment advisers, FinTech, and digital asset firms and projects on regulatory, enforcement and compliance matters involving US federal and state securities laws, FINRA rules, and federal and state money transmission and payments regulations. In addition to serving as a Senior Counsel in the Office of General Counsel with FINRA, Gavin’s prior experience includes Senior Legal Counsel at a start-up FinTech broker-dealer and crypto-trading platform where he advised the firm’s various entities on broker-dealer and crypto-related regulatory obligations and strategic business decisions. Gavin also previously was Assistant General Counsel at a global financial services firm where he provided practical guidance to business, supervision, and compliance groups regarding securities regulations and FINRA rules, including implementation of Regulation Best Interest.

Gavin received his law degree from Stetson University, College of Law in Gulfport, Florida and his LLM in Securities and Financial Regulation from Georgetown University Law Center in Washington, D.C. He received his B.S. in Finance and Economics from Ball State University.