Erin is Associate General Counsel – Compliance, Head of Dispute Resolution and Senior & At-Risk Investor Protection at Raymond James Financial, Inc. Prior to her present role, Erin was a Senior Litigator in the Legal Department at Raymond James for 12 years. Most of her practice was focused on securities customer complaint arbitrations; however, she also handled internal investigations, intellectual property litigation, recruiting disputes, collections, and employment issues. Erin is a frequent speaker and presenter for the company on lessons learned and best practices, for both new and experienced financial advisors, supervisors, and business managers. Additionally, Erin also helps lead the Senior Investor Task Force for the firm.
Erin is originally from New York and received her B.S. from Cornell University. She graduated from Tulane Law School, cum laude, with a specialization in European Legal Studies. She has her Series 7, 9 and 10 licenses, is a FINRA Arbitrator and a member of SIFMA’s Senior Investor Working Group. In 2016, Erin founded and currently leads an organization of women lawyers in the Southeast who practice in the financial services area called Southeast Women in Financial Services.