Danny Mileto

The Vice President, Option Regulation within FINRA Market Regulation is responsible for surveillance and investigations of option participants for compliance issues such as Regulation SHO, fraud, manipulation, and various other exchange specific rules.  The VP works closely with various teams within FINRA, including Technology and SRM&G, to develop and improve surveillance reports to identify improper activity across exchanges and products.  In addition, the VP works proactively with external groups including the SEC, ISG and the various option exchanges.

Mr. Mileto has been with FINRA since 2000 and prior to that was an options market maker and specialist with Susquehanna Investment Group.  Under his management, the unit worked closely with Enforcement to produce seminal cases involving Regulation SHO and cross product manipulation involving option participants.

Mr. Mileto holds a BBA with a concentration in Finance from Iona College.  He is also a graduate of FINRA’s Leadership at Wharton program.