Christy Schaffner

Executive Director, Head of US Regulatory Reporting Nomura

Christy is an Executive Director and head of US Regulatory Reporting at Nomura. She is the US SME for Regulatory matters. Her department produces the FOCUS reports for a Broker Dealer and an OTC Derivatives Dealer. Her department is also responsible for Federal Reserve Reporting, Swap Dealer reporting for two Swap Dealers and Basel reporting for Japanese Regulators for the Americas.

Christy has a bachelor’s of business administration from Loyola University where she majored in Accounting. She began her career at Daiwa Securities International in 1995 in the Internal Audit Department and then moved to Regulatory Reporting. In 2003, Christy moved to the Regulatory Reporting group at Credit Suisse. At CS, Christy was responsible for the Daily Net Capital and FOCUS reports for the main Broker Dealer as well as the OTC Derivatives Dealer. Christy has a Series 27 license and is the secretary of the Financial Management Division of SIFMA.