Christine Jenkins

Executive Director, UBS Regulatory Reporting and Legal Entity Controlling UBS

Christine Jenkins is an Executive Director at UBS SEC LLC. For the last several years, she has run the Broker Dealer Regulatory team as well as the Legal Entity Controlling teams for UBS SEC LLC. Christine began her career in NYC, working with various Broker Dealers, including Deutsche Bank, Nomura and most recently, UBS. Her role at UBS has allowed for the transition in this role to Nashville, TN. She has a thorough understanding of SEC 15c3-1 and SEC 15c3-3, as well as CFTC rules for customer protection. Additional her rule as the Legal Entity Controller also allow her to furnish the US GAAP Audited Financials.

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