Charles DiVuolo

CHARLES DIVUOLO is an Executive Director in the Corporate Investment Bank Division of JPMorgan Chase & Co. In his role at JPM, Charlie serves as the Head of Regulatory Reporting and Capital Management for JPM Securities LLC and JPM Prime Inc and is responsible for the supervision and monitoring of the broker dealers net capital (SEC Rule 15c3-1) and customer reserve/PAB computations (SEC Rule 15c3-3) reporting processes. Along with reviewing various regulatory reports, as well as working with various regulators that examine and monitor the broker dealers, Charlie also advises other business units that support the broker dealers on regulatory rules and proposed rule changes on how their business activity may be impacted.

Prior to joining JPM in May 2008, Charlie worked at Bear Stearns from 1998 to 2008 as an Associate Director and held a similar role in the Regulatory Reporting space within the Controllers Department and came over to JPM as a result of the merger. Earlier in his career, Charlie worked for public accounting firms, which specialized in supporting the accounting and regulatory reporting functions for small to mid-sized broker dealers.

Charlie is a member of the SIFMA Capital and Margin Committee and currently is Chair of the SIFMA Financial Management Society. Charlie earned a Bachelor of Business Administration in Accounting from Brooklyn College and holds a Series 27 license.