Cece Baute Mavico

Head of Oversight, Governance and Risk Execution, Chief Operating Officer, Truist Wealth

Cece Mavico has over 25 years of experience in the financial services industry, specializing in compliance, legal, risk, and regulatory roles.  She currently leads first-line oversight, governance, and risk execution for Truist Wealth, covering brokerage, investment advisory, fiduciary, and trust services.  Previously, she held senior compliance and legal positions at Robinhood and LPL Financial.  At LPL, she managed complex regulatory matters, advised on regulatory strategy, and led internal investigations.  Earlier in her career, she was in private practice focused on securities regulation and enforcement and held various roles with the NASD in Washington, DC.  Cece began her career in compliance, holding various securities and insurance licenses.  She holds a BS in Finance from Trinity University and a JD from American University’s Washington College of Law.