Brooks Brown

Brooks Brown is a Senior Director in FINRA’s National Cause and Financial Crimes department. Mr. Brown has been with FINRA since 2001 and currently oversees FINRA’s High-Risk Representative Program and Vulnerable Adults & Seniors Team. Mr. Brown is responsible for overseeing the identification and investigation efforts of these teams. Previously, Mr. Brown served as an Associate District Director and Examination Manager as part of the FINRA Atlanta Office’s firm examination program, overseeing examiners who conducted cycle examinations for compliance with FINRA and SEC rules. Prior to joining FINRA, Mr. Brown worked with Trustmark National Bank in Jackson, Mississippi as an equity analyst in Trustmark’s Trust Department. Mr. Brown is a graduate of Millsaps College in Jackson, Mississippi, and has a Master of Business Administration Degree from Millsaps College’s Else School of Management. Mr. Brown also earned the Certified Regulatory and Compliance Professional designation from the Wharton School in 2013.