Anna Manning

VP, BSA/AML Officer Raymond James

Mrs. Manning currently serves as Raymond James & Associates (“RJA”) AML and Financial Crimes Compliance Officer. Anna is a Certified Anti-Money Laundering (“AML”) Specialist, Certified Global Sanctions Specialist (“CGSS”) and Certified Fraud Examiner (“CFE”). Anna holds her FINRA Series 7, 66 and 24. She is responsible for ensuring compliance with the USA PATRIOT Act by building and implementing an effective AML, and Sanctions program for RJA. She is also responsible for providing specialized training and development to financial advisors as needed and leads AML compliance efforts within RJA.  While at Raymond James, she built an effective Anti-Bribery & Anti-Corruption and Sanctions program for Raymond James Investment Advisor, Eagle Asset Management, and led a remediation tied to Raymond James (USA) Ltd, a Canadian Division of Raymond James.

Major accomplishments include the design and implementation of an Anti-Modern Day Slavery & Human Trafficking Program within Raymond James, and serves on the Board of Directors for The Human Trafficking Foundation located in Pasco County, Florida.