Alma Angotti

Managing Director, Global Investigations and Compliance Practice , Navigant Consulting

ALMA ANGOTTI is a Managing Director in the Global Investigations and Compliance practice at Navigant Consulting. A widely recognized anti-money laundering expert, she has trained and advised the financial services industry as well as other regulators and government officials worldwide on AML and combating the financing of terrorism (CFT) compliance. Alma has an extensive background as an enforcement attorney conducting investigations and litigating a variety of enforcement actions. In private practice she was involved in civil and criminal litigation. With more than 25 years of regulatory practice, Alma has the experience of holding senior enforcement positions at the U.S. Securities and Exchange Commission (SEC), Treasury’s Financial Crimes Enforcement Network (FinCEN) and FINRA (Financial Industry Regulatory Authority). As a regulator, she had responsibility for a wide range of compliance and enforcement issues affecting broker-dealers, issuers, banks, and other financial institutions. Recently, Alma held acting senior AML compliance leadership positions at several major global financial institutions providing day-to-day management of compliance staff and assisting them with implementing enhancements to their compliance programs. Alma has directed a variety of other projects for large financial institutions, including gap analyses, risk assessments, remediation efforts, and transaction reviews. Alma is a frequent speaker and author on AML/CFT and economic sanctions issues.