Milligan v. Merrill Lynch
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether an employee can retrospectively recast deferred compensation programs as “ERISA…
Issue
OTC Derivatives→
Summary
SIFMA, The Institute of International Bankers (IIB) and the International Swaps and Derivatives Association (ISDA) provided comments to the Securities and Exchange (SEC) regarding the finalization of rules establishing standards for operations and governance of covered clearing agencies.
See also:
Standards for Covered Clearing Agencies
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Type:
Doelger v. JPMorgan Chase Bank
Court: U.S. Court of Appeals (First Circuit) Amicus Issue: Whether financial advisors have fiduciary duty obligations that require investment managers…
Type:
In re The Boeing Company Securities Litigation
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