Milligan v. Merrill Lynch
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether an employee can retrospectively recast deferred compensation programs as “ERISA…
Issue
OTC Derivatives→
Summary
SIFMA and the Institute of International Bankers (IIB) provide comments to the Commodity Futures Trading Commission (CFTC) regarding the cross-border application of initial and variation margin requirements for uncleared swaps for swap dealers and major swap participants that do not have a Prudential Regulator.
See also:
RIN 3038-AC97
More Submissions
Type:
Doelger v. JPMorgan Chase Bank
Court: U.S. Court of Appeals (First Circuit) Amicus Issue: Whether financial advisors have fiduciary duty obligations that require investment managers…
Type:
In re The Boeing Company Securities Litigation
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether class action plaintiffs can satisfy the requirements of Comcast Corp.…