Milligan v. Merrill Lynch
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether an employee can retrospectively recast deferred compensation programs as “ERISA…
Summary
SIFMA and the Investment Company Institute (ICI) provide comments to the Securities and Exchange Commission (SEC) in support of shortened settlement cycles for equities, corporate and municipal bonds, unit investment trusts, and financial instruments comprised of these products traded on the secondary market.
See also:
White paper on shortening the settlement cycle: The Move to T+2
More Submissions
Type:
Doelger v. JPMorgan Chase Bank
Court: U.S. Court of Appeals (First Circuit) Amicus Issue: Whether financial advisors have fiduciary duty obligations that require investment managers…
Type:
In re The Boeing Company Securities Litigation
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether class action plaintiffs can satisfy the requirements of Comcast Corp.…