Supplemental Comments on Federal Power Act Section 203 Blanket Authorizations for Investment Companies (SIFMA AMG)
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA provides comments to the Securities and Exchange Commission (SEC) to highlight a potential and serious collateral consequence of an interaction between a proposed Municipal Securities Rulemaking Board (MSRB) on MSRB Proposed Rule G-42 (MSRB Notice 2011-04) and the SEC’s rulemaking to implement Section 975 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). This letter serves as a companion letter to SIFMA’s letter to the MSRB on the subject on February 25, 2011. SIFMA shares concerns that the SEC’s rulemakings unintentionally exclude broker-dealer placement agents from coverage under a pay-to-play regime. SIFMA renews their previous requests to the SEC that the SEC ensure that broker-dealer placement agents are covered by a single, non-duplicative, and jurisdictionally sound pay-to-play regime no later than September 13, 2011.
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA and SIFMA AMG provided comments to the Commodity Futures Trading Commission (CFTC) on their request for public comment on…
SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on their consideration of various proposals to revise the…
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