SIFMA Financial Management Society

The SIFMA Financial Management Society advocates for and fosters the development of the financial management function of the financial services industry through educational events, rule and interpretation assessments, interaction with the regulators and development of common accounting principles and practices.

About the SIFMA Financial Management Society

Financial Management Society (FMS) members are primarily made up of industry professionals from broker-dealers, futures commission merchants, asset managers, public accounting firms, and consulting firms.

The Financial Management Society delivers pertinent, relevant and timely educational information and events on new and existing financial, accounting and regulatory rules impacting the financial services industry. Annual events include the AICPA-FMS National Conference on the Securities Industry and FMS Regional Conference, each providing valuable opportunities for networking and career development.

 

Board & Officers

  • Anthony Stucchio, President

    Deutsche Bank Securities
  • Michael Lyons, Vice President

    National Financial Services
  • Nancy Grimaldi, Secretary

    EisnerAmper LLP
  • Angelo Bulone

    ITG
  • Thomas Favia

    Goldman Sachs & Co.
  • Christine Jenkins

    UBS
  • Robert Martini

    Morgan Stanley
  • Linda McGowan

     PwC 
  • Albert Meo

    Morgan Stanley 
  • Ray Mikovits

    EY
  • Anthony Miller

    Janney Montgomery Scott LLC 
  • John Olmstead

    Bank of America Merrill Lynch
  • Rochelle Pullman

  • Larry Rosenberg

    Deloitte & Touche LLP 
  • Randall Saufley

    BB&T Securities LLC
  • Michael Smith

    KPMG LLP
  • Howard Spindel

    Integrated Management Solutions USA LLC
  • Jim Collins

    JP Morgan Chase  
  • Joseph D'Auria

    Jefferies LLC
  • Marshall Levinson

    UBS Securities LLC
  • Ralph Mattone

    UBS Securities LLC
  • Daniel McIsaac

    KPMG LLC  
  • William Tirrell

    Bank of America Merrill Lynch
  • Grace Vogel

    PwC
  • Michael Jamroz

    Deloitte & Touche LLP

Committees

  • Nancy Grimaldi, EisnerAmper LLP
  • Ralph Mattone, UBS
  • John Olmstead, Bank of America
  • Grace Vogel, PwC
  • Michael Jamroz, Deloitte & Touche LLP
  • Joe D’Auria, Jefferies
  • Thomas Favia, Goldman Sachs
  • Nancy Grimaldi, EisnerAmper LLP
  • Paul Lameo, PwC
  • Michael Lyons, Fidelity Investments
  • Bob Martini, Morgan Stanley
  • Ralph Mattone, UBS
  • Dan McIsaac, KPMG LLP
  • Albert Meo, Morgan Stanley
  • John Olmstead, Bank of America Merrill Lynch
  • Irina Portnoy, AICPA
  • Rochelle Pullman
  • Dave Stollow, EY 
  • Tony Stucchio, Deutsche Bank Securities
  • Grace Vogel, PwC
  • Gregg Fuesel, Co-Chair, TD Ameritrade
  • Dale Weigand, Co-Chair, Boenning & Scattergood
  • Bob Achtstatter, Grant Thornton LLP
  • Bill Albin, Deloitte & Touche LLP
  • Ann Cheeseman, EY 
  • James C. Fyffe, Foliofn Investments, Inc.
  • Darren Lees, PwC
  • Dan McIsaac, KPMG LLP
  • Anthony Miller, Janney Montgomery Scott
  • Amy Shelly, Options Clearing Corporation
  • Adam Wilhite, RMS US LLP
  • Fred Wagstaff, Sterne Agee Financial
  • Amy Altman, PwC
  • Donald Boyce, Deutsche Bank
  • Charles DiVuolo, JP Morgan
  • Megan Duffy, EY 
  • Jesselyn Garrisi, Deloitte & Touche LLP
  • Frank Giannico, Deutsche Bank
  • Peter Justini, RBC Capital Markets
  • Anthony Scalise, KPMG LLP
  • Yelena Shilkrut, Goldman Sachs & Co.
  • Stephen (Chip) Verrone, EY 

Resources

Become a Member

Join SIFMA’s Financial Management Society.

As a member, you will be connected with finance, accounting, and regulatory professionals from broker-dealers, asset managers, public accounting firms, and consulting firms. Our breadth of membership will enable you to meaningfully engage on key issues affecting the financial management function of the industry.

Our membership fee is $75 per member. Membership is valid for 365 days of your enrollment.

If you have any questions, please contact SIFMA’s Office of Professional Societies at 212.313.1150 or [email protected].

Member benefits include:

  • Opportunities to Network with Peers Across the Securities Industry
  • Discounted Registration for CPE Eligible Events, Including the Annual and Regional Conferences
  • Access to the SIFMA FMS Members Only Website and LinkedIn Group
  • Opportunities to get Involved in Organizing Events through the Leadership Committee
  • Ability to Meet and Network with Regulators

Become a Member

If you have any questions, please contact SIFMA's Office of Professional Societies at 212.313.1290 or [email protected].