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Type:

Date:

March 26, 2025

Issues:

TBA Market, Market Practices

TBA Market Governance – Council Meetings – March 28, 2025 Agenda

Type:

Date:

May 24, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Council Meetings – September 16, 2015 Minutes

Type:

Date:

May 24, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Council Meetings – August 4, 2015 Minutes

Type:

Date:

May 24, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Council Meetings – February 14, 2017 Decision Summary

Type:

Date:

May 24, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Council Meetings – February 14, 2017 Minutes

Type:

Date:

May 24, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Council Meetings – March 28, 2018 Minutes

Type:

Date:

May 24, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Council Meetings – March 28, 2018 Agenda

Type:

Date:

May 24, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Council Meetings – December 18, 2018 Minutes

Type:

Date:

May 24, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Council Meetings – March 5, 2019 Decision Summary

Type:

Date:

May 24, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Council Meetings – March 5, 2019 Agenda

Type:

Date:

May 24, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Council Meetings – March 14, 2019 Minutes

Type:

Date:

May 24, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Council Meetings – March 18, 2019 Minutes

Type:

Date:

May 24, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Council Meetings – March 20, 2019 Minutes

Type:

Date:

May 24, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Council Meetings – March 27, 2019 Agenda

Type:

Date:

May 24, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Council Meetings – January 20, 2023 Agenda

Type:

Date:

May 24, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Council Meetings – January 27, 2023 Decision Summary

Type:

Date:

May 24, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Council Meetings – January 27, 2023 Agenda

Type:

Date:

April 1, 2024

Issues:

US Treasury, Market Practices

Form of Consent / Instructions for Ten-Year Treasuries (Revised)

This is a test blurb for the Form of Consent / Instructions for Ten-Year Treasuries (Revised). This text will appear…

Type:

Date:

April 1, 2024

Issues:

US Treasury, Market Practices

Treasury Market Practices Group (TMPG) – Fails Charge Trading Practices – FAQs

Type:

Date:

April 1, 2024

Issues:

US Treasury, Market Practices

U.S. Treasury Securities Fails Charge Trading Practice

Type:

Date:

April 1, 2024

Issues:

US Treasury, Market Practices

U.S. Treasury Actions Guidelines

Type:

Date:

April 1, 2024

Issues:

US Treasury, Market Practices

Treasury Debt Management Policy Paper: The Treasury STRIPS Market: The Origins and Nature of Current STRIPS Liquidity Problem

Type:

Date:

April 1, 2024

Issues:

US Treasury, Market Practices

Treasury Debt Management Policy Paper: Exhibit 5

Type:

Date:

April 1, 2024

Issues:

US Treasury, Market Practices

Treasury Debt Management Policy Paper: Exhibit 4

Type:

Date:

April 1, 2024

Issues:

US Treasury, Market Practices

Treasury Debt Management Policy Paper: Exhibit 3

Type:

Date:

April 1, 2024

Issues:

US Treasury, Market Practices

Treasury Debt Management Policy Paper: Exhibit 2

Type:

Date:

April 1, 2024

Issues:

US Treasury, Market Practices

Treasury Debt Management Policy Paper: Exhibit 1

Type:

Date:

April 1, 2024

Issues:

US Treasury, Market Practices

Trading Practice Guidelines for Treasury’s Inflation-Indexed Securities

Type:

Date:

April 1, 2024

Issues:

US Treasury, Market Practices

Restated Repo Trading Practices Guidelines

Type:

Date:

April 1, 2024

Issues:

US Treasury, Market Practices

Restated Repo Trading Practice Guidelines

Type:

Date:

April 1, 2024

Issues:

US Treasury, Market Practices

Repo Trading Practice Guidelines – Update No. 2014-1 – Treatment of Treasury Floating Rate Notes

Type:

Date:

April 1, 2024

Issues:

US Treasury, Market Practices

Repo Trading Practice Guidelines – Update No. 2009-1 – Rescission of Negative Rate Repo Trading Guideline

Type:

Date:

April 1, 2024

Issues:

US Treasury, Market Practices

Repo Trading Practice Guidelines – Update No. 2006-1 – Negative Rate Repo Trading Guideline

Type:

Date:

April 1, 2024

Issues:

US Treasury, Market Practices

Repo Trading Practice Guidelines – Update No. 2004-2 – Prompt Delivery Trading

Type:

Date:

April 1, 2024

Issues:

US Treasury, Market Practices

Repo Trading Practice Guidelines – Update No. 2004-1 – Same-Day Extension of Collateral Allocation Deadlines

Type:

Date:

April 1, 2024

Issues:

US Treasury, Market Practices

Repo Trading Practice Guidelines – Update No. 2003-1 – Same-Day Extension of Collateral Allocation Deadlines

Type:

Date:

April 1, 2024

Issues:

US Treasury, Market Practices

Repo Trading Practice Guidelines – Update No. 2001-1 – Good Delivery Guidelines

Type:

Date:

April 1, 2024

Issues:

US Treasury, Market Practices

Repo Trading Practice Guidelines – Update No. 1999-2 – Acceptable Collateral for CMO Repo Transactions

Type:

Date:

April 1, 2024

Issues:

US Treasury, Market Practices

Repo Trading Practice Guidelines – Update No. 1999-1 – Year 2000 Contingency Planning

Type:

Date:

April 1, 2024

Issues:

US Treasury, Market Practices

Repo Trading Practice Guidelines – Update No. 1998-4 – General Collateral Repo Allocations

Type:

Date:

April 1, 2024

Issues:

US Treasury, Market Practices

Repo Trading Practice Guidelines – Update No. 1998-3 – Timing of Collateral Substitutions

Type:

Date:

April 1, 2024

Issues:

US Treasury, Market Practices

Repo Trading Practice Guidelines – Update No. 1998-2 – Confidential Nature of Transactions

Type:

Date:

April 1, 2024

Issues:

US Treasury, Market Practices

Repo Trading Practice Guidelines – Update No. 1998-1 – Recommendations for When Cash Government Securities Markets Should Go Subject

Type:

Date:

April 1, 2024

Issues:

US Treasury, Market Practices

Repo Trading Practice Guidelines – Update No. 1997-1 – TIPS Repurchase Agreement Transactions

Type:

Date:

April 1, 2024

Issues:

US Treasury, Market Practices

Repo Trading Practice Guidelines – Update No. 1996-1 – Optional Substitution / Termination Provision

Type:

Date:

April 1, 2024

Issues:

US Treasury, Market Practices

US Treasury – Written Documentation Governing Securities Forward Transactions

Type:

Date:

April 1, 2024

Issues:

US Treasury, Market Practices

US Treasury – Government Securities Trading Practice Guidelines (Revised)

Type:

Date:

April 1, 2024

Issues:

US Treasury, Market Practices

US Treasury – Buy-In Procedures for Government Securities

Type:

Date:

April 1, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Uniform Practices Manual – Table of Contents (TOC)

Type:

Date:

April 1, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Uniform Practices Manual – Chapter 9: Structured Products Settlement Procedures (updated Jan 2021)

Type:

Date:

April 1, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Uniform Practices Manual – Chapter 8: Standard Requirement for Delivery on Settlements of Fannie Mae, Freddie Mac, and Ginnie Mae Securities (Good Delivery Guidelines)

Type:

Date:

April 1, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Uniform Practices Manual – Chapter 7: Pool Notification Process

Type:

Date:

April 1, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Uniform Practices Manual – Chapter 6: Confirmations

Type:

Date:

April 1, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Uniform Practices Manual – Chapter 5: General Description of Mortgage Securities and Other Related Products

Type:

Date:

April 1, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Uniform Practices Manual – Chapter 4: Clearance and Settlement Infrastructure

Type:

Date:

April 1, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Uniform Practices Manual – Chapter 3: Federal Agency and Government Sponsored Entities

Type:

Date:

April 1, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Uniform Practices Manual – Chapter 2: Definitions of Common Terms

Type:

Date:

April 1, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Uniform Practices Manual – Chapter 12: Notification and Settlement Dates

Type:

Date:

April 1, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Uniform Practices Manual – Chapter 11: Delivery, Receipt and Reclamation

Type:

Date:

April 1, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Uniform Practices Manual – Chapter 10: Remittance Reporting, Payments, Due Bills and Compensation

Type:

Date:

April 1, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Uniform Practices Manual – Chapter 1: Introduction

Type:

Date:

April 1, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – TBA Market Fact Sheet

Type:

Date:

April 1, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – TBA Guidelines Advisory Council Operating Procedures

Type:

Date:

April 1, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – TBA Guidelines Advisory Council Member Firms

Type:

Date:

April 1, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Single Security Fact Sheet

Type:

Date:

April 1, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Round Robin Contact List

Type:

Date:

April 1, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – MBS Third Party Transactions

Type:

Date:

April 1, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Guidelines Relating to Trade Assignments of TBA Transaction

Type:

Date:

April 1, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Guidelines on Delivery of Offering Materials Relating to GSE Securities

Type:

Date:

April 1, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Council Meetings – September 16, 2015 Agenda

Type:

Date:

April 1, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Council Meetings – March 5, 2019 Minutes

Type:

Date:

April 1, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Council Meetings – March 28, 2018 Decision Summary

Type:

Date:

April 1, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Council Meetings – March 27, 2019 Minutes

Type:

Date:

April 1, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Council Meetings – March 20, 2019 Agenda

Type:

Date:

April 1, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Council Meetings – March 18, 2019 Agenda

Type:

Date:

April 1, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Council Meetings – March 14, 2019 Agenda

Type:

Date:

April 1, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Council Meetings – January 27, 2023 Minutes

Type:

Date:

April 1, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Council Meetings – January 21, 2021 Decision Summary

Type:

Date:

April 1, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Council Meetings – January 20, 2023 Minutes

Type:

Date:

April 1, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Council Meetings – February 14, 2017 Agenda

Type:

Date:

April 1, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Council Meetings – December 18, 2018 Agenda

Type:

Date:

April 1, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Council Meetings – August 4, 2015 Agenda

Type:

Date:

April 1, 2024

Issues:

TBA Market, Market Practices

TBA Market Governance – Buy-in Procedures (for MBS)

The To-Be-Announced (TBA) market facilitates the forward trading of mortgage-backed securities (MBS) issued by the GSEs (Fannie Mae and Freddie…

Type:

Date:

March 31, 2024

Issues:

Securitized Products, Market Practices

Securitized Products – Summary of Revised Buy-In Procedures for Mortgage-Backed Securities

Type:

Date:

March 31, 2024

Issues:

Securitized Products, Market Practices

Securitized Products – SIFMA Publishes 15Ga-2 and 17g-10 Sample Provisions for Underwriters, Initial Purchasers, and Placement Agents

Type:

Date:

March 31, 2024

Issues:

Securitized Products, Market Practices

Securitized Products – Retail Structured Products: Principles for Managing the Provider-Distributor Relationship

Type:

Date:

March 31, 2024

Issues:

Securitized Products, Market Practices

Securitized Products – Buy-In Procedures for Mortgage-Backed Securities (Revised)

Type:

Date:

March 31, 2024

Issues:

Securitized Products, Market Practices

Securitized Products – Buy-In Procedures for Mortgage-Backed Securities (2006)

Type:

Date:

March 31, 2024

Issues:

Securitized Products, Market Practices

Securitized Products – Agency Debt and Agency MBS – Fails Charge Trading Practices

Type:

Date:

March 31, 2024

Issues:

Securities Lending, Market Practices

Securities Lending – Securities Lending Customer Risk Disclosure Document

Type:

Date:

March 31, 2024

Issues:

Securities Lending, Market Practices

Securities Lending – Information Statement in accordance with Article 15 of the Securities Financing Transactions Regulation

Type:

Date:

March 31, 2024

Issues:

Securities Lending, Market Practices

Agent Lenders Instructions to Getting Started with ALD Compliance

Type:

Date:

March 31, 2024

Issues:

Securities Lending, Market Practices

Agency Lending Disclosure Taskforce: Issues Identified During Group-wide Testing of the Daily Loan and Non-cash Collateral Files

Type:

Date:

March 31, 2024

Issues:

Securities Lending, Market Practices

Agency Lending Disclosure Taskforce: Daily Loan Files Scenarios (Excel)

Type:

Date:

March 31, 2024

Issues:

Securities Lending, Market Practices

Agency Lending Disclosure Taskforce: Daily Loan Data File (Excel)

Type:

Date:

March 31, 2024

Issues:

Securities Lending, Market Practices

Agency Lending Disclosure Taskforce: Daily Files Testing Issues Log with Sample Data (Excel)

Type:

Date:

March 31, 2024

Issues:

Securities Lending, Market Practices

Agency Lending Disclosure – Tax ID and DTCC ID Matrix (Excel)

Type:

Date:

March 31, 2024

Issues:

Securities Lending, Market Practices

Agency Lending Disclosure – Original ALD Proposal from 2003 (Word)

Type:

Date:

March 31, 2024

Issues:

Securities Lending, Market Practices

Agency Lending Disclosure – Non Cash Collateral File (Excel)

Type:

Date:

March 31, 2024

Issues:

Securities Lending, Market Practices

Agency Lending Disclosure – No Action Letter (PDF)

Type:

Date:

March 31, 2024

Issues:

Securities Lending, Market Practices

Agency Lending Disclosure – No Action Letter (Blacklined) (PDF)

Type:

Date:

March 31, 2024

Issues:

Securities Lending, Market Practices

Agency Lending Disclosure – Escalation Process Flows for Broker-Dealers (PPT)

Type:

Date:

March 31, 2024

Issues:

Securities Lending, Market Practices

Agency Lending Disclosure – Escalation Process Flows for Agent Lenders (PPT)

Type:

Date:

March 31, 2024

Issues:

Securities Lending, Market Practices

Agency Lending Disclosure – Credit Master File (Excel)

Type:

Date:

March 31, 2024

Issues:

Securities Lending, Market Practices

Agency Lending Disclosure – Credit Incremental Add and Delete File (Excel)

Type:

Date:

March 31, 2024

Issues:

Securities Lending, Market Practices

Agency Lending Disclosure – Credit Borrower’s Response File (Excel)

Type:

Date:

March 31, 2024

Issues:

Securities Lending, Market Practices

Agency Lending Disclosure – Compliance Testing Guide

Type:

Date:

March 31, 2024

Issues:

Securities Lending, Market Practices

Agency Lending Disclosure – Compliance Testing Guide

Type:

Date:

March 31, 2024

Issues:

Securities Lending, Market Practices

Agency Lending Disclosure – A-Z Guide to Agency Lending Disclosure

A comprehensive set of guidelines for broker-dealers and agent lenders participating in securities lending on an agency basis.

Type:

Date:

March 30, 2024

Issues:

Municipal Securities, Market Practices

Municipal Securities – Model Convertible Advance Refunding (Cinderella) Bonds Risk Disclosures

Type:

Date:

March 30, 2024

Issues:

Municipal Securities, Market Practices

Municipal Securities – Model Commercial Paper (CP) Risk Disclosures

Type:

Date:

March 30, 2024

Issues:

Municipal Securities, Market Practices

Municipal Securities – Model Capital Appreciation Bonds (CABs) Risk Disclosures

Type:

Date:

March 30, 2024

Issues:

Municipal Securities, Market Practices

Municipal Securities – Introduction to the SIFMA Model Issue Price Documents, Version 2

Type:

Date:

March 30, 2024

Issues:

Municipal Securities, Market Practices

Municipal Securities – Introduction to the SIFMA Model Issue Price Documents

Type:

Date:

March 30, 2024

Issues:

Municipal Securities, Market Practices

Municipal Securities – Clarifying Statements for Municipal Securities Underwriters

Type:

Date:

March 30, 2024

Issues:

Municipal Securities, Market Practices

Municipal Securities – Best Practices for NIIDS Testing and Implementation for Underwriters of Municipal Securities

Type:

Date:

March 30, 2024

Issues:

Municipal Securities, Market Practices

Municipal Securities – Best Practices for MSRB Rule G-43

Type:

Date:

March 30, 2024

Issues:

Municipal Securities, Market Practices

Municipal Securities – Best Practice on Disclosures Regarding Choice of Underwriters’ Counsel in Municipal Securities Transactions

Type:

Date:

March 30, 2024

Issues:

Market Practices, GSE Securities

Government Sponsored Enterprises (GSE) – Market Guidelines Covering When Issued Trading in GSE Auctioned Securities

Type:

Date:

March 30, 2024

Issues:

Market Practices, GSE Securities

Government Sponsored Enterprises (GSE) – Implementation Note: For Guidelines on Delivery of Offering Materials Relating to GSE Securities (2011, updated March 2017)

Type:

Date:

March 30, 2024

Issues:

Market Practices, GSE Securities

Government Sponsored Enterprises (GSE) – Guidelines on Delivery of Offering Materials Relating to GSE Securities

Type:

Date:

March 30, 2024

Issues:

Market Practices, GSE Securities

Government Sponsored Enterprises (GSE) – Practice Guidelines: Appendix C – Designated Yield Curve

Type:

Date:

March 30, 2024

Issues:

Market Practices, GSE Securities

Government Sponsored Enterprises (GSE) – Practice Guidelines: Appendix B – Skew Adjustment Formula

Type:

Date:

March 30, 2024

Issues:

Market Practices, GSE Securities

Government Sponsored Enterprises (GSE) – Practice Guidelines: Appendix A – European Callable Securities Formula

Type:

Date:

March 30, 2024

Issues:

Market Practices, GSE Securities

Government Sponsored Enterprises (GSE) – Practice Guidelines for Trading GSE European Callable Securities

Type:

Date:

March 30, 2024

Issues:

Market Practices, Cross Product

Recommended Policies and Procedures for Secondary Market Trading in Book-Entry Section 3(c)(7) Securities

Type:

Date:

March 30, 2024

Issues:

Market Practices, Cross Product

Procedures, Covenants, and Remedies in Light of Revised Rule 144

Type:

Date:

March 30, 2024

Issues:

Market Practices, Cross Product

Principles and Practices for Wholesale Financial Market Transactions

Type:

Date:

March 30, 2024

Issues:

Market Practices, Cross Product

Practice Guidelines for Trading in Distressed Bonds

Type:

Date:

March 30, 2024

Issues:

Market Practices, Cross Product

Note to Bond Counsel – Auction Rate Securities (ARS)

Type:

Date:

March 30, 2024

Issues:

Market Practices, Cross Product

Money Market Trading – Practice Guidelines (Amended)

Type:

Date:

March 30, 2024

Issues:

Market Practices, Cross Product

Model Auction Procedures – Auction Rate Securities (ARS)

Type:

Date:

March 30, 2024

Issues:

Market Practices, Cross Product

Missing / Lost / Counterfeit / Stolen Counterfeit Securities Report (Form X-17F-1A)

Type:

Date:

March 30, 2024

Issues:

Market Practices, Cross Product

Memorandum and Revised Procedures for Book-Entry Deposit of Rule 144A Securities

Type:

Date:

March 30, 2024

Issues:

Market Practices, Cross Product

Institutional Suitability Certificate

Type:

Date:

March 30, 2024

Issues:

Market Practices, Cross Product

Institutional Family Office (confirmation of status) – Word format

Type:

Date:

March 30, 2024

Issues:

Market Practices, Cross Product

Institutional Family Office – Institutional Family Office (affirmative confirmation) – PDF format

Type:

Date:

March 30, 2024

Issues:

Market Practices, Cross Product

Guiding Principles to Promote Integrity of Fixed Income Research

Type:

Date:

March 30, 2024

Issues:

Market Practices, Cross Product

Best Practices for Broker-Dealers of Auction Rate Securities (ARS)

Type:

Date:

March 30, 2024

Issues:

Market Practices, Cross Product

Affirmative Consent Certificate of Institutional Account to Receive Institutional Debt Research

Type:

Date:

March 30, 2024

Issues:

Market Practices, Cross Product

Advance Conflict Waiver Form

Type:

Date:

June 1, 2020

Issues:

TBA Market, Market Practices

TBA Market Governance – Memo to SIFMA Members on Trade Assignments

Type:

Date:

August 1, 2012

Issues:

Market Practices, Equity Markets

Equity Markets – Statement of Objectives Regarding the Preparation and Distribution of Pricing Term Sheets

About SIFMA

SIFMA is the voice of the U.S. securities industry. We advocate for effective and resilient capital markets.

SIFMA is a member of the GFMA Alliance

Global Financial Markets Association Securities Industry and Financial Markets Association Association for Financial Markets in Europe Asia Securities Industry & Financial Markets Association

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