Improving the Waiver Process and Rules Governing Certain Disqualifications Under the Federal Securities Laws
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that it take necessary steps to improve the…
Court:
U.S. Supreme Court
(pet. for writ of cert.)
Amicus Issue:
Whether Section 1964(c) of the Private Securities Litigation Reform Act (PSLRA) – which bars plaintiffs from bringing RICO claims that rely on “conduct” that “would have been actionable as fraud in the purchase or sale of securities” – applies (as prior federal appellate courts have held) so long as the conduct complained of is actionable as securities fraud, even if the particular RICO plaintiff would not have a viable claim.
Counsel of Record:
Jones Day
Charlotte H. Taylor
John C. Brinkerhoff Jr.
Other Amici:
U.S. Chamber of Commerce
Bank Policy Institute
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that it take necessary steps to improve the…
SIFMA AMG, Alternative Investment Management Association (AIMA), American Council of Life Insurers (ACLI), American Property Casualty Insurance Association (APCIA), Blockchain…
Court: U.S. Court of Appeals (Ninth Circuit) Amicus Issue: Whether a plaintiff seeking damages for alleged material omissions in the…