Shirley Pezantes

Shirley is a Vice President in US Broker-Dealer Regulatory Reporting at Barclays Investment Bank, where she has achieved notable professional growth since joining the firm in 2018. With an MBA in Finance and Accounting from Seton Hall University and dual BA degrees in Economics and US Legal Studies from Montclair State University, she has successfully navigated the ever-evolving landscape of broker-dealer finance by leveraging her professional experience and educational background.

In the dynamic environment of a broker-dealer in finance, Shirley has played a pivotal role in automating financial reporting processes related to the Customer Protection calculation of SEC rule 15c3-3 and leading key governance initiatives to enhance financial controls across business lines.

Throughout her career, Shirley has demonstrated an ability to adapt and lead innovative initiatives that drive operational efficiency and improve control processes within the organization.

Her greatest strength is her adaptability, which allows her to thrive in the fast-paced and changing landscape of broker-dealer finance. Her ability to adapt, combined with strong interpersonal and leadership skills, has fostered collaboration within her team, enabling her to navigate challenges effectively and achieve key objectives for the firm. She is dedicated to continuous learning and improvement, ensuring that both her professional growth and the development of her team members are prioritized.

Through her commitment to seek continuous improvement and the strategic use of technology, Shirley has developed a resilient leadership style that empowers her to navigate challenges effectively, significantly contributing to her team’s success and the overall objectives of the organization.