Data Security Reforms for Federal Financial Regulators (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Court:
U.S. Court of Appeals
(D.C. Circuit)
Amicus Issue:
Whether it would be proper to sever the minimum tick-size amendments to Rule 612 from the amendments to the access fee cap in Rule 610 given the SEC’s acknowledgment that a sub-penny tick cannot be implemented without a modification to the existing access fee cap.
Counsel of Record:
Sidley Austin LLP
Daniel J. Feith
Charles A. Sommers
Other Amici:
None
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…