Lisa Hershey

Managing Director, Chief Compliance Officer , DTCC

Lisa Hershey is Managing Director and Chief Compliance Officer leading DTCC’s Enterprise Compliance, BSA/AML and Aligned Compliance teams. Prior to her CCO role, Lisa held multiple senior-level positions across Risk, Internal Audit, and most recently as Head of DTCC’s Operational Risk Management and Third-Party Risk Management teams.
Prior to DTCC, Lisa led audit teams at Bank of America and Merrill Lynch, and held various roles within Merrill Lynch’s Compliance, Market and Credit Risk Management, and Capital Market areas.
Lisa has considerable experience in audit and compliance training, risk assessment, reporting, regulatory communications, and large-scale project management.
Lisa obtained her B.A. from SUNY Binghamton.