Jason S. Pinney

Jason Pinney is a deputy leader of Morgan Lewis’s securities enforcement and litigation practice. He represents financial firms and individuals in connection with public and private proceedings brought by the US Securities and Exchange Commission, the Financial Industry Regulatory Authority, and state securities agencies. Jason also represents clients in civil litigation and arbitration proceedings involving securities. Jason regularly advises clients on regulatory, compliance, and corporate governance issues, including rules and standards of conduct governing broker-dealers and investment advisers. He also frequently lectures on issues relevant to the securities industry.

Jason has extensive experience successfully litigating against securities regulators. He has litigated against the SEC and other regulators in federal and state court, as well as in administrative tribunals. Additionally, Jason has served as national coordinating defense counsel for major brokerage firms facing multiple regulatory and litigation matters.

Jason graduated magna cum laude from Boston College Law School.