Regulatory Capital Rule: eSLR, TLAC, and Long-Term Debt Requirements for US GSIBs (Joint Trades)
SIFMA, The International Swaps and Derivatives Association, Inc. (ISDA), and the Futures Industry Association (FIA) submitted comments to the Board…
Summary
Court:
Ohio Supreme Court
Amicus Issue:
Whether a broker-dealer or banker may be held liable under Ohio’s aiding and abetting statute, consistent with Boyd v. Kingdom Trust Co., 2018 Ohio 3156, where the alleged aiding and abetting activity involves nothing more that providing usual and customary brokerage/banking services.
Counsel of Record:
Bricker Graydon LLP
Brodi J. Conover
Ryan L. Richardson
Other Amici:
None.
More Submissions
Type:
CT Plan Filing for Fees Charged to Vendors and Subscribers for Consolidated Equity Market Data, CT Plan Policies, and Data Subscriber Agreements
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) to ensure that the single national market system plan…
Type:
Withholding With Respect to Digital Asset Transactions
SIFMA provided supplemental comments to the U.S. Department of Treasury (DOT) on its September 13, 2024, letter regarding brokers’ information…