Regulatory Notice 25-04: Rule Modernization
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…
Summary
Court:
U.S. District Court
(N.D. Texas)
Amicus Issue:
Whether the FTC exceeded its statutory authority under the FTC Act by promulgating a final rule banning all employer noncompete agreements.
Counsel of Record:
Mayer Brown LLP
Nicole A. Saharsky
Gail F. Levine
Other Amici:
Managed Funds Assoc.
American Investment Council
Futures Industry Assoc.
More Submissions
Type:
Data Security Reforms for Federal Financial Regulators (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…