Michael Moran

Michael Moran is a Managing Director at Charles Schwab. He currently leads the firm’s compliance efforts in support of its new product initiatives, as well a team that supports fixed income and annuities, complex products and alternative investments, third-party mutual fund and ETF platforms, and research. During his time at Schwab, his teams have supported both brokerage and advisory functions at the firm. Prior to joining Schwab in 2006, he held senior level compliance positions at large and small firms alike and has a degree in Finance from the University of San Francisco and is Series 7, 24, 53 and 63 licensed. He has served on several SIFMA and FINRA Committees.