Regulatory Notice 25-04: FINRA Rulebook Modernization
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…
Summary
Court:
U.S. Court of Appeals
(Sixth Circuit)
Amicus Issue:
Whether the Affiliated Ute presumption of reliance applies only to claims based on omissions or whether it also extends to claims based on misstatements or half-truths.
Counsel of Record:
Morrison & Foerster LLP
Deanne E. Maynard
Jordan Eth
James R. Sigel
David J. Wiener
Diana L. Kim
Other Amici:
U.S. Chamber of Commerce
Edison Electric Institute
American Tort Reform Assoc.
American Property Casualty Ins. Assoc.
More Submissions
Type:
Data Security Reforms for Federal Financial Regulators (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…